Risk-based CDD or EDD applied consistently across every matter and every fee earner
All solutions
Legal & Tax Advisors
Bank-grade CDD, applied to every matter, by every fee earner.
Law firms, notaries, accountants and tax advisors are designated DNFBPs under FATF and EU AML rules — but the typical fee-earner-driven onboarding process makes consistent control impossible. ComplianceSuite removes that variability with matter-level CDD, beneficial-ownership mapping and source-of-wealth evidence captured in a defensible audit trail.
3.2 hrsSaved per matter
Why Legal & Tax Advisors teams choose ComplianceSuite
The compliance backbone for legal & tax advisors.
Law firms, notaries, accountants, and tax advisors are designated non-financial businesses and professions (DNFBPs) under FATF and EU AML rules. The supervisor expects the same control rigour as a bank — but the typical 'fee-earner-driven' onboarding process makes that almost impossible to deliver consistently. ComplianceSuite.ai standardises client due diligence across every matter and every fee earner, removing the variability that drives most professional-services AML breaches.
From conflicts checks at intake, through risk-based CDD or EDD, to source-of-wealth evidence and periodic review, every step is captured in a defensible matter-level audit trail aligned to AMLD6, the UK Money Laundering Regulations 2017, and equivalent rules across the EU and EEA.
The legal & tax advisors compliance reality
What's slowing your team down today.
The pressures we hear from legal & tax advisors compliance leaders every week.
Beneficial ownership mapping for entity clients across 200+ corporate registries
Source-of-wealth and source-of-funds evidence collection without partner-level handholding
Why ComplianceSuite for Legal & Tax Advisors
A different operating model — not another point tool.
Four reasons legal & tax advisors teams consolidate onto ComplianceSuite.
One unified stack for legal & tax advisors
KYC, KYB, AML screening, monitoring and case management in a single workspace — replace 4–6 point tools.
Go live in days, not quarters
Industry policy pack pre-configured for legal & tax advisors workflows. Most teams reach production in 4–8 weeks.
Every regulator, every jurisdiction
190+ countries covered out of the box, with regulatory intelligence updated continuously by our team.
Cut manual review by 60–70%
Configurable rules, AI co-pilot and four-eyes workflows reduce analyst hours without sacrificing recall.
Outcomes
What changes once you go live.
- Standardised CDD applied across 100% of matters — no fee-earner-by-fee-earner variability
- Beneficial ownership mapped in under 4 minutes for 92% of corporate clients
- Periodic review automation cuts annual review backlog by 84%
- Per-matter audit trail with partner sign-off captured in-platform — defensible at SRA inspection
- Time saved per matter: 3.2 hours of compliance admin reclaimed
Capabilities
Built for legal & tax advisors workflows.
Configurable modules that map to the way your team actually works — not the way the software was originally designed.
Matter-level risk rating
Score each engagement on client, geography, service, and beneficial-ownership risk — recalculated at every material event.
Beneficial ownership mapping
Resolve corporate structures across 200+ registries and persist a full ownership chain with each matter.
Source-of-wealth evidence
Standardised document requests, reviewer notes, and partner sign-off for high-risk and EDD engagements.
Periodic review automation
Configurable review cycles by risk band, with workload routing and escalation paths.
Regulatory coverage
The rules we help you meet.
Our regulatory intelligence team tracks every change so your controls move with the regulator, not after them.
AMLD6
EUSixth Anti-Money Laundering Directive covering DNFBPs including legal and tax professionals.
Money Laundering Regulations 2017
UKMLR-2017 obligations supervised by the SRA, ICAEW, ACCA, and HMRC.
FATF Recommendations 22 & 23
GlobalDNFBP-specific requirements for CDD, record-keeping, and suspicious-transaction reporting.
Trusted where it matters
See how leading legal & tax advisors teams operate on ComplianceSuite.
- Used by 40+ law firms and tax practices across the EU.
- SRA, ICAEW, and equivalent supervisor-aligned policy pack.
- Per-matter audit trail with partner sign-off captured in-platform.
Request a tailored demo Download the compliance checklist
No slides — a working session with a legal & tax advisors specialist.
Modules in this solution
The product behind the workflow.
Cut onboarding time by 70%
KYC & Identity Verification
Verify any identity in seconds
Explore KYC & Identity VerificationResolve UBO chains automatically
KYB & Business Verification
Onboard businesses with confidence
Explore KYB & Business VerificationReduce false positives by 64%
AML Screening
PEP, sanctions & adverse media
Explore AML ScreeningOne inbox, full audit trail
Case Management
One workspace for every alert
Explore Case ManagementBoard-ready in one click
Reporting & Audit
Audit-ready in minutes, not weeks
Explore Reporting & AuditFAQ
Frequently asked questions.
Answers tailored to legal & tax advisors — covering AML/KYC, audit readiness and regulatory expectations.
AML & KYC
How onboarding, screening and ongoing monitoring work in practice.
Audit readiness
What evidence packs, supervisor inspections and internal audit look like.
Regulatory expectations
Coverage of the regimes, filings and supervisor requirements that apply to you.
A walkthrough tuned to Legal & Tax Advisors.
No slides — just your use case with a specialist who has shipped this for similar teams. Or take the checklist and benchmark your programme first.
- 30-minute working session
- Legal & Tax Advisors specialist on the call
- Architecture review against your stack
- No commitment, no slides