Programme overview
Governance, roles, resourcing and material changes during the period.
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AMLCO reports
Annual Compliance Officer's Reports that satisfy the regulator and inform the board.
We draft and review AML and Sanctions Annual Compliance Officer's Reports (AMLCO / MLRO reports) so they are complete, evidence-based and pitched at the level the board needs to act.
Outcomes
What you get out of this engagement.
- Complete AMLCO report structured to regulator expectations
- Findings supported by evidence, root-cause and prioritised remediation
- Key Risk Indicators and MI trended over the reporting period
- Executive summary and recommendations the board can approve
Deliverables
- Annual AMLCO / MLRO report
- Board and audit-committee presentation
- KRI dashboard for the reporting period
- Prioritised remediation and action plan
Scope
What's included.
EWRA update
Summary of the EWRA and how it drove the compliance plan.
Testing results
Screening, monitoring, CDD file reviews and QA outcomes.
Reporting metrics
SAR/STR volumes, regulator reporting and material incidents.
Action plan
Remediation, owners, deadlines and status tracking.
Process
How the engagement runs.
- 1
Data request
Structured MI and evidence request to your compliance and business teams.
- 2
Drafting
Assemble findings, KRIs and narrative into a regulator-ready report.
- 3
Review
Walk-through with MLRO, executive team and audit committee.
- 4
Finalisation
Board-approved report with signed-off action plan.
Frequently asked questions.
Can you review a report we have already drafted?
Yes. We offer independent reviews of a drafted AMLCO report, covering completeness, evidence and tone, before it goes to the board and regulator.
Do you support both AML and Sanctions annual reports?
Yes. Reports can be delivered as an integrated AML/Sanctions report or as two aligned documents, depending on your regulator's expectations.
How do you handle sensitive data?
All engagements are covered by NDA, data protection safeguards and secure delivery channels agreed with your Data Protection Officer.
Ready to scope this engagement?
Share your licence, jurisdiction and current pain points. We'll come back with a fixed-scope proposal, timeline and price within two working days.