Readiness assessment
Pre-inspection review against the likely scope and typical questions.
Back to Advisory
Inspection preparation
Walk into your regulator monitoring visit fully prepared.
We help regulated entities prepare end-to-end for regulator monitoring visits, on-site inspections and thematic reviews — from the evidence pack to mock interviews with the board and MLRO.
Outcomes
What you get out of this engagement.
- Clear view of likely scope and lines of enquiry
- Evidence pack, MI and file samples ready before day one
- Board, MLRO and business owners rehearsed for interviews
- Structured on-day and post-visit response support
Deliverables
- Inspection readiness report
- Indexed evidence pack and MI
- Mock-interview coaching notes
- Post-visit response and remediation plan
Scope
What's included.
Evidence pack
Policies, EWRA, AMLCO report, MI, testing and file samples organised for the inspection team.
Mock interviews
Rehearsal sessions with MLRO, CO, board members and business owners.
On-day support
Coordination, note-taking and rapid clarification drafting during the visit.
Response drafting
Post-visit response and remediation plan aligned to findings.
Process
How the engagement runs.
- 1
Diagnostic
Understand the scope, notice period and current documentation.
- 2
Preparation
Assemble evidence, rehearse interviews and brief the board.
- 3
Support
Assist during the visit with logistics, clarifications and note-taking.
- 4
Follow-up
Draft responses, remediation plan and progress tracker.
Frequently asked questions.
How much notice do we need?
Ideally 4–6 weeks, but we routinely mobilise within days for short-notice inspections and thematic reviews.
Do you attend the visit on-site?
Where the regulator permits, we can attend on-site or be on standby remotely to support with clarifications and evidence retrieval during the visit.
Do you help with post-visit responses?
Yes. We help you interpret findings, draft the formal response and build a remediation plan the regulator will accept.
Ready to scope this engagement?
Share your licence, jurisdiction and current pain points. We'll come back with a fixed-scope proposal, timeline and price within two working days.