Scoping
Interpret the questionnaire, identify gaps and align stakeholders on approach.
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Regulator questionnaires
Answer regulator AML questionnaires with confidence — the first time.
Regulator AML questionnaires and ad hoc information requests are high-stakes. We help you plan the response, gather the right evidence and submit answers that are accurate, consistent with your policies and defensible under follow-up questioning.
Outcomes
What you get out of this engagement.
- Response strategy agreed with executive team before drafting starts
- Consistency between questionnaire responses, policies and MI
- Evidence pack organised for audit trail and follow-up
- Team rehearsed for clarifications and on-site follow-up
Deliverables
- Completed AML questionnaire responses
- Indexed evidence pack
- Consistency and gap-analysis note
- Rehearsal briefing for MLRO and executives
Scope
What's included.
Drafting
Draft or co-draft each response with references to policies and evidence.
Consistency
Cross-check answers against manuals, EWRA, AMLCO report and internal MI.
Evidence pack
Assemble supporting documentation indexed to each question.
Rehearsal
Coaching for follow-up clarifications and on-site interviews.
Process
How the engagement runs.
- 1
Kick-off
Review the questionnaire and confirm timeline, roles and confidentiality.
- 2
Drafting
Iterate answers with MLRO, Compliance and business owners.
- 3
Quality review
Independent read-through for tone, consistency and defensibility.
- 4
Submission
Final version, evidence pack and internal briefing before submission.
Frequently asked questions.
Which regulators do you support?
We regularly support responses to central bank, securities commission, gaming and CASP supervisors across the EU, UK and MENA — the approach is the same regardless of jurisdiction.
Can you help under tight deadlines?
Yes. We frequently mobilise within 48 hours for time-critical information requests and thematic reviews.
Do you sign the responses?
No. Responses are always signed and owned by your MLRO or authorised officer. We provide drafting, review and evidence support.
Ready to scope this engagement?
Share your licence, jurisdiction and current pain points. We'll come back with a fixed-scope proposal, timeline and price within two working days.
Related advisory: Monitoring Visits — Inspection Preparation · Policies & Procedures · AML Internal Audit